Zhuohui Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuohui Lu (盧卓輝), a licensed Responsible Officer with CE reference AHU589. Currently licensed at 1 firm(s): CCB International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 23.2 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-16 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2020-04-16 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-24 | 2020-04-16 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-11 | 2020-04-16 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-14 | 2018-10-16 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-30 | 2015-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2015-07-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuohui Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.