Carolyn Yeuk Wan Poon
潘若韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn Yeuk Wan Poon (潘若韻), a licensed former licensee with CE reference AHT395. This person has 9.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aetas Global Markets Limited | Rep | Type 1 - Dealing in securities | 2015-09-04 | 2022-11-22 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2003-07-26 | 2005-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carolyn Yeuk Wan Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.