Clifford John Harkins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford John Harkins, a licensed former licensee with CE reference AHT112. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFS Asset Management Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-30 |
| HFS Asset Management Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-30 |
| HFS Asset Management Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-30 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Clifford John Harkins during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Robert Bojan | HFS Asset Management Limited | 2003 |
| Pui Chun Wong | HFS Asset Management Limited | 2003 |
| Chun Wah Chan | HFS Asset Management Limited | 2003 |
| Amanda Dawn Slee | HFS Asset Management Limited | 2003 |