Nicholas Lock
駱有隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Lock (駱有隆), a licensed Responsible Officer with CE reference AHS053. Currently licensed at 1 firm(s): Audrey Chow Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 21.1 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Audrey Chow Securities Limited 高陞證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-06-07 | present |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Lock during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| How Ki Lo | Audrey Chow Securities Limited | 2005–2018 |
| Fong Yin Chung | Audrey Chow Securities Limited | 2005–2016 |
| Kin Wing Lee | Audrey Chow Securities Limited | 2005–present |
| To Tung Hui | Audrey Chow Securities Limited | 2005–present |
| Kwok Kan Kwan | Audrey Chow Securities Limited | 2005–present |
| Sha Ku Susie Yao | Audrey Chow Securities Limited | 2005–present |
| Audrey Pei Fung Chow | Audrey Chow Securities Limited | 2005–2024 |
| Shun Yi Ng | Audrey Chow Securities Limited | 2005–2016 |
| Shu Wing Chiu | Audrey Chow Securities Limited | 2005–2015 |
| Beatrice Mok | Audrey Chow Securities Limited | 2006–2011 |
| Tung Wai Lam | Audrey Chow Securities Limited | 2015–2017 |