Adams Ka Lok Fung
馮嘉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adams Ka Lok Fung (馮嘉諾), a licensed former licensee with CE reference AHN337. This person has 15.4 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-08-26 | 2023-08-23 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-26 | 2023-08-23 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 - Asset management | 2022-05-04 | 2023-08-23 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-25 | 2021-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-20 | 2021-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 - Asset management | 2017-04-19 | 2021-11-30 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2014-09-22 | 2016-01-05 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-22 | 2016-01-05 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-06-14 | 2013-12-23 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-04 | 2016-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-04 | 2016-01-05 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-19 | 2012-04-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-15 | 2012-04-07 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 - Asset management | 2011-04-15 | 2012-04-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2011-03-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-19 | 2011-03-22 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2005-07-15 | 2007-07-10 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 - Advising on securities | 2005-05-27 | 2005-07-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 - Asset management | 2005-05-27 | 2005-07-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-15 | 2005-05-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adams Ka Lok Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.