Melody Chiao-Ju Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Melody Chiao-Ju Wang, a licensed former licensee with CE reference AHJ434. This person has 6.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-08-15 | 2010-04-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-15 | 2010-04-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-01-16 | 2007-03-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-01-16 | 2007-03-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-21 | 2007-01-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-21 | 2007-01-16 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-07-21 | 2006-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Melody Chiao-Ju Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.