Wai Sing Tso
蔡偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sing Tso (蔡偉成), a licensed former licensee with CE reference AHG861. This person has 13.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-30 | 2023-05-13 |
| HSBC Structured Funds (Asia) Limited | RO | Type 4 - Advising on securities | 2005-10-31 | 2015-07-22 |
| HSBC Structured Funds (Asia) Limited | RO | Type 9 - Asset management | 2005-10-31 | 2015-07-22 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2005-10-31 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2005-10-31 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-07-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sing Tso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.