Christopher Simon Francis Harvey-Fros
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Simon Francis Harvey-Fros, a licensed former licensee with CE reference AHD642. This person has 2.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-09 | 2006-03-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-11-09 | 2006-03-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-01 |
| RBC Futures Services (Asia) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-01 |
| RBC Futures Services (Asia) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-09-30 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-17 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-03-01 |
| RBC Futures Services (Asia) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Simon Francis Harvey-Fros during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.