Chiu Kai Chau
周昭佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Kai Chau (周昭佳), a licensed former licensee with CE reference AHC470. This person has 20.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2024-03-08 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-06-07 | 2024-03-08 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-07-26 | 2007-06-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-18 | 2007-06-01 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-30 |
| Rosa Securities Limited 羅沙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiu Kai Chau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.