Timothy Thomas Matson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Thomas Matson, a licensed former licensee with CE reference AHC409. This person has 7.5 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 - Dealing in securities | 2012-08-14 | 2013-09-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 - Advising on securities | 2012-08-14 | 2013-09-11 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 - Asset management | 2012-08-14 | 2013-09-11 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 4 - Advising on securities | 2004-10-05 | 2009-10-31 |
| FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司 |
Rep | Type 9 - Asset management | 2004-10-05 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2004-05-24 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2004-05-24 | 2009-10-31 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2004-05-24 | 2009-10-31 |
| NNIP Hong Kong Limited | RO | Type 1 - Dealing in securities | 2003-09-22 | 2004-05-15 |
| NNIP Hong Kong Limited | RO | Type 4 - Advising on securities | 2003-09-22 | 2004-05-15 |
| NNIP Hong Kong Limited | RO | Type 9 - Asset management | 2003-09-22 | 2004-05-15 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2003-05-21 | 2003-09-22 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2003-05-21 | 2003-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Thomas Matson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.