Kwo Yeh Cheng

鄭戈野
CE No. AHC335 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwo Yeh Cheng (鄭戈野), a licensed former licensee with CE reference AHC335. This person has 7.7 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Emperor Securities Limited
英皇證券有限公司
Rep Type 1 - Dealing in securities 2009-01-19 2011-12-09
Emperor Futures Limited
英皇期貨有限公司
Rep Type 2 - Dealing in futures contracts 2009-01-19 2011-12-09
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-13 2008-12-31
China Everbright Forex & Futures (HK) Limited
中國光大外匯、期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-10-13 2008-12-31
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2004-01-14 2007-11-01
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2007-11-01
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-01-09
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwo Yeh Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ngai Ting Southwest Securities (HK) Futures Limited 2003–2007
Jacky Wei Qi Li Emperor Futures Limited 2009–2011
Chien Huang Ying Southwest Securities (HK) Futures Limited 2003–2007
Vancy Wai Ching Cheung Southwest Securities (HK) Futures Limited 2003–2007
Lai Yin Chan Southwest Securities (HK) Futures Limited 2003–2007
Chak Wai Choy Southwest Securities (HK) Futures Limited 2003–2007
Yau Wah Shiu Southwest Securities (HK) Futures Limited 2003–2007
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2003–2007
Kai Chi Yip Southwest Securities (HK) Futures Limited 2003–2007
Tsz Bun Au Yeung Southwest Securities (HK) Futures Limited 2003–2007
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2003–2007
Lap Yan Chu Southwest Securities (HK) Futures Limited 2003–2007
Nai Shun Cheung Southwest Securities (HK) Futures Limited 2003–2007
Davy Kwok Yuen Chow Southwest Securities (HK) Futures Limited 2003–2007
Yin Shan Chow Southwest Securities (HK) Futures Limited 2003–2007
Ka Pui Chan Southwest Securities (HK) Futures Limited 2003–2007
Kwan Dik Ho Southwest Securities (HK) Futures Limited 2003–2007
Ying Kit Hui Southwest Securities (HK) Futures Limited 2003–2007
Hung Kwong Lee Southwest Securities (HK) Futures Limited 2003–2007
Elaine Yim Ling Lau Southwest Securities (HK) Futures Limited 2003–2007
Explore the interactive colleague network →

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