Yuji Nakata

中田裕二
CE No. AGW554 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuji Nakata (中田裕二), a licensed former licensee with CE reference AGW554. This person has 2.2 years of SFC licence history. Total licence records on file: 23.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 1 - Dealing in securities 2007-10-15 2008-04-28
Nomura Securities (Hong Kong) Limited RO Type 1 - Dealing in securities 2007-10-15 2008-04-28
Nomura Futures (Hong Kong) Limited RO Type 2 - Dealing in futures contracts 2007-10-15 2008-04-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 2 - Dealing in futures contracts 2007-10-15 2008-04-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 4 - Advising on securities 2007-10-15 2008-04-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 5 - Advising on futures contracts 2007-10-15 2008-04-28
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
RO Type 6 - Advising on corporate finance 2007-10-15 2008-04-14
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2007-05-09 2007-10-15
Nomura Securities (Hong Kong) Limited Rep Type 1 - Dealing in securities 2007-05-09 2007-10-15
Nomura Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2007-05-09 2007-10-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2007-05-09 2007-10-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2007-05-09 2007-10-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 5 - Advising on futures contracts 2007-05-09 2007-10-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance 2007-05-09 2007-10-15
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-07-03
Nomura Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2004-07-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2004-07-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-07-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-07-03
Nomura Futures (Hong Kong) Limited Rep Type 5 - Advising on futures contracts Pre-2003 2004-07-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-07-03
Nomura Futures (Hong Kong) Limited Rep Type 9 - Asset management Pre-2003 2004-07-03
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 9 - Asset management Pre-2003 2004-07-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuji Nakata during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Catherine Tin Lai Poon Nomura Futures (Hong Kong) Limited 2003–2008
Andy Nam Fu Wong Nomura Futures (Hong Kong) Limited 2003–2008
Yuk Sun Tong Nomura Futures (Hong Kong) Limited 2003–2008
Man Sun Chung Nomura Futures (Hong Kong) Limited 2003–2008
Wai Man Ng Nomura Futures (Hong Kong) Limited 2003–2008
Eric Tak Shing Lam Nomura Futures (Hong Kong) Limited 2003–2008
King Wai Liu Nomura Futures (Hong Kong) Limited 2003–2008
Dennis Kar Wong Lui Nomura Futures (Hong Kong) Limited 2003–2008
Hana Sawada Nomura Futures (Hong Kong) Limited 2003–2008
Michael Chung Lim Wong Nomura Futures (Hong Kong) Limited 2003–2008
San Tat Cheung Nomura Futures (Hong Kong) Limited 2003–2008
Harrison Lok Sang Ho Nomura Futures (Hong Kong) Limited 2003–2008
Hisako Kobayashi Nomura Futures (Hong Kong) Limited 2003–2008
Kai Pong Lee Nomura Futures (Hong Kong) Limited 2003–2008
Kenneth Tak Ming Ng Nomura Futures (Hong Kong) Limited 2003–2008
Shuk Fan Poon Nomura Futures (Hong Kong) Limited 2003–2008
Peter Chi Kin Poon Nomura Futures (Hong Kong) Limited 2003–2008
Yoichiro Sano Nomura Futures (Hong Kong) Limited 2003–2008
Wai Shing Tang Nomura Futures (Hong Kong) Limited 2003–2008
Michael Hong Da Woo Nomura Futures (Hong Kong) Limited 2003–2008
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