Siu Lam Choi
蔡蕭林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lam Choi (蔡蕭林), a licensed former licensee with CE reference AGU863. This person has 11.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-10-17 | 2023-06-08 |
| Equant Point Asset Management Limited 君峯資產管理有限公司 |
RO | Type 9 - Asset management | 2019-10-17 | 2023-06-08 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-01-20 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 - Asset management | 2015-01-20 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-12-12 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-12-12 | 2019-05-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-09-30 | 2015-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-09-30 | 2015-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-06 | 2013-12-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-06 | 2013-12-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-07-06 | 2019-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lam Choi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.