Fai Tong Chan

陳輝棠
CE No. AGT970 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Tong Chan (陳輝棠), a licensed former licensee with CE reference AGT970. This person has 3.4 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
ALPS Capital Management Limited RO Type 4 - Advising on securities 2004-07-12 2006-08-31
ALPS Capital Management Limited Rep Type 4 - Advising on securities Pre-2003 2004-07-12
ALPS Capital Management Limited Rep Type 6 - Advising on corporate finance Pre-2003 2003-10-24
ALPS Capital Management Limited Rep Type 9 - Asset management Pre-2003 2003-10-24

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Fai Tong Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Audrey Wang ALPS Capital Management Limited 2003–2006
Jacky Wai Man Chan ALPS Capital Management Limited 2003–2006
Sze Man Chui ALPS Capital Management Limited 2004–2006
Amy Sau Mai Ip ALPS Capital Management Limited 2004–2006
Winnie Chan ALPS Capital Management Limited 2004–2006
Robert Franklin Jr. Jones ALPS Capital Management Limited 2004
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