Winnie Siu Sim Yip
葉少嬋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Siu Sim Yip (葉少嬋), a licensed former licensee with CE reference AGP409. This person has 7.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-18 | 2010-09-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-08-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-10 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Winnie Siu Sim Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.