Sanjeev Lalchand Malkani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanjeev Lalchand Malkani, a licensed Responsible Officer with CE reference AGO384. Currently licensed at 1 firm(s): J.P. Morgan Securities (Far East) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 15.2 years of SFC licence history. Total licence records on file: 9.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2014-02-07 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2014-02-07 | present |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2014-02-07 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-02-03 | 2014-02-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-02-03 | 2014-02-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-02-03 | 2014-02-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-26 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-11-26 |