Jimmy Ka Fai Wong
黃家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Ka Fai Wong (黃家輝), a licensed former licensee with CE reference AGO363. This person has 10.5 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-03-02 | 2020-03-13 |
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2019-02-20 | 2020-03-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-02-20 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-14 | 2006-04-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-14 | 2006-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jimmy Ka Fai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.