Robert Thomas Vaudry
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Thomas Vaudry, a licensed former licensee with CE reference AGN906. This person has 2.6 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | RO | Type 1 - Dealing in securities | 2004-08-12 | 2005-11-12 |
| HSBC Securities (Asia) Limited | RO | Type 4 - Advising on securities | 2004-08-12 | 2005-11-12 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | 2004-07-19 | 2004-08-12 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | 2004-07-19 | 2004-08-12 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2003-09-26 | 2004-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 - Advising on securities | 2003-09-26 | 2004-06-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Robert Thomas Vaudry during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.