Karen Ka Wai Lam
林嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Wai Lam (林嘉慧), a licensed former licensee with CE reference AGN820. This person has 8.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-02 | 2013-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-03-14 | 2013-11-07 |