Vicky Wai Ki Koo
顧維琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vicky Wai Ki Koo (顧維琪), a licensed former licensee with CE reference AGL938. This person has 3.5 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-13 | 2011-03-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-13 | 2011-03-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2009-05-13 | 2011-03-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-08 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vicky Wai Ki Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.