Joshua Chi Hwa Lee
李智華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Chi Hwa Lee (李智華), a licensed former licensee with CE reference AGL509. This person has 8.0 years of SFC licence history. Total licence records on file: 15.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-17 | 2015-09-29 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-20 | 2015-04-17 |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2012-02-28 | 2013-09-28 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-02-28 | 2013-09-28 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-26 | 2012-01-19 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-05-26 | 2012-01-19 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-27 | 2011-04-22 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-05 | 2008-11-18 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2008-11-18 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-11 | 2006-09-04 |
| T & F Research Limited | Rep | Type 4 - Advising on securities | 2003-11-28 | 2004-02-20 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-07-18 | 2003-09-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joshua Chi Hwa Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.