Dior Yuen Man Lau
劉婉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dior Yuen Man Lau (劉婉文), a licensed former licensee with CE reference AGK749. This person has 11.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-28 | 2014-08-25 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2014-08-25 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2011-05-31 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-04 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dior Yuen Man Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.