Ivy Yuk Lin Lau
劉玉蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Yuk Lin Lau (劉玉蓮), a licensed former licensee with CE reference AGK542. This person has 3.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-08-29 | 2008-05-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-11 | 2008-05-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-10 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Yuk Lin Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.