Shirley Suet Sum Lau
劉雪心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Suet Sum Lau (劉雪心), a licensed former licensee with CE reference AGK066. This person has 4.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2005-06-08 | 2008-12-12 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2005-06-08 | 2008-12-12 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-06-17 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-06-17 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-16 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-16 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Suet Sum Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.