Nicholas Wing Pong Yip
葉永邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Wing Pong Yip (葉永邦), a licensed former licensee with CE reference AGF935. This person has 11.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-28 | 2014-04-05 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-01 | 2014-04-05 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2011-05-31 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-18 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Wing Pong Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.