Yang Liu
劉揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Liu (劉揚), a licensed former licensee with CE reference AGF172. This person has 1.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yorick Advisory Private Limited 盈暉環宇顧問有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-10-23 | 2008-06-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-14 | 2003-07-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-04-16 | 2003-07-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-04-16 | 2003-07-22 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ti Yong Pang | Yorick Advisory Private Limited | 2006–2008 |