Yang Liu

劉揚
CE No. AGF172 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Liu (劉揚), a licensed former licensee with CE reference AGF172. This person has 1.9 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Yorick Advisory Private Limited
盈暉環宇顧問有限公司
RO Type 6 - Advising on corporate finance 2006-10-23 2008-06-24
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2003-05-14 2003-07-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 4 - Advising on securities 2003-04-16 2003-07-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 6 - Advising on corporate finance 2003-04-16 2003-07-22

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ti Yong Pang Yorick Advisory Private Limited 2006–2008
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