Chung Wan Kim
金清完
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Wan Kim (金清完), a licensed former licensee with CE reference AGE497. This person has 10.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-23 | 2023-08-23 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-04-23 | 2023-08-23 |
| GLAM Capital Limited 港利資本有限公司 |
Rep | Type 9 - Asset management | 2019-04-23 | 2023-08-23 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-04 | 2019-04-11 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-04 | 2019-04-11 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2018-05-04 | 2019-04-11 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-16 | 2018-04-19 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-16 | 2018-04-19 |
| China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-02-16 | 2018-04-19 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-31 | 2017-02-15 |
| Bradbury Securities Limited 源盛證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-31 | 2017-02-15 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2013-08-01 | 2014-10-31 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-08 | 2013-06-15 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-08 | 2013-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Wan Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.