Yuen Man Liu
廖婉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Man Liu (廖婉雯), a licensed former licensee with CE reference AGE359. This person has 0.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Residents Securities Limited 市民證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-20 |
| Residents Securities Limited 市民證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-20 |
| Residents Securities Limited 市民證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-20 |
| Residents Securities Limited 市民證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-20 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Man Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Stephen Tit Hon Chan | Residents Securities Limited | 2003 |
| Siu Hung Cheng | Residents Securities Limited | 2003 |