Cindy Wai Chu Kwok
郭惠珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Wai Chu Kwok (郭惠珠), a licensed former licensee with CE reference AGE351. This person has 10.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumo Asset Management Limited 盛門資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-04 | 2016-02-05 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-04 | 2012-11-30 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-07 | 2012-11-30 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-29 | 2009-11-30 |
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-26 | 2009-11-30 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-08 | 2009-08-15 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-08 | 2009-08-15 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 - Asset management | 2005-04-26 | 2006-09-30 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cindy Wai Chu Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.