Yuk Chun Chan

陳玉珍
CE No. AGD417 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Chun Chan (陳玉珍), a licensed former licensee with CE reference AGD417. This person has 20.9 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
RO Type 1 - Dealing in securities 2018-04-03 2024-04-19
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
RO Type 4 - Advising on securities 2018-04-03 2024-04-19
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 1 - Dealing in securities 2011-07-27 2018-04-03
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 4 - Advising on securities 2011-07-27 2018-04-03
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 5 - Advising on futures contracts 2011-07-27 2016-08-24
DBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司
Rep Type 1 - Dealing in securities 2008-01-28 2011-07-09
DBS Vickers Securities Online (HK) Limited
星展唯高達網上證券(香港)有限公司
Rep Type 1 - Dealing in securities 2004-12-22 2008-06-01
Chong Hing Securities Limited
創興證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2004-11-24
Chong Hing Securities Limited
創興證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-11-24
Chong Hing Securities Limited
創興證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-11-24
Chong Hing Securities Limited
創興證券有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2004-11-24
Chong Hing Securities Limited
創興證券有限公司
Rep Type 9 - Asset management Pre-2003 2004-11-24

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Chun Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Maria Wai Mei Wong Charles Schwab, Hong Kong, Limited 2011–2024
Ho Ching Wong Charles Schwab, Hong Kong, Limited 2011–2024
Peter Yiu Charles Schwab, Hong Kong, Limited 2011–2022
Hon Nin Ng Charles Schwab, Hong Kong, Limited 2011–2021
Ming San Kwok Charles Schwab, Hong Kong, Limited 2014–2024
Herbert Stephan Spangenberg Charles Schwab, Hong Kong, Limited 2011–2019
Yuchang Liu Charles Schwab, Hong Kong, Limited 2011–2019
Ronald King Tou Poon Charles Schwab, Hong Kong, Limited 2011–2018
Hiu Fai Li Charles Schwab, Hong Kong, Limited 2011–2017
Michael Lung Fong Charles Schwab, Hong Kong, Limited 2016–2024
Jacky Cheung Kit Lam Charles Schwab, Hong Kong, Limited 2017–2024
Eddie Tin Tak Hui Charles Schwab, Hong Kong, Limited 2011–2016
Yuen Sze Luk DBS Vickers (Hong Kong) Limited 2008–2011
Cindy Mo Shi Hui Charles Schwab, Hong Kong, Limited 2011–2019
Yin Yin Charles Schwab, Hong Kong, Limited 2012–2017
Yuk Tin Charles Schwab, Hong Kong, Limited 2018–2024
Esther Fung Mi Chan DBS Vickers Securities Online (HK) Limited 2004–2008
Chen Sun Charles Schwab, Hong Kong, Limited 2011–2015
Pierra Sin Ying Ho Charles Schwab, Hong Kong, Limited 2011–2016
So Han Chan Charles Schwab, Hong Kong, Limited 2019–2024
Explore the interactive colleague network →

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