Yuk Chun Chan
陳玉珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Chun Chan (陳玉珍), a licensed former licensee with CE reference AGD417. This person has 20.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-03 | 2024-04-19 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 - Advising on securities | 2018-04-03 | 2024-04-19 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-27 | 2018-04-03 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-27 | 2018-04-03 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-07-27 | 2016-08-24 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-28 | 2011-07-09 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-22 | 2008-06-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-24 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuk Chun Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.