Thomas Wing Yip Lau
劉永業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Wing Yip Lau (劉永業), a licensed former licensee with CE reference AFY003. This person has 18.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Securities Limited 上銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-16 | 2023-06-14 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-06 | 2023-05-17 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-16 | 2015-10-07 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-16 | 2015-10-07 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-10 | 2013-05-24 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-10 | 2013-05-24 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-04-25 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2013-04-25 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2013-04-25 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2013-04-25 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-06-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-11 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Wing Yip Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.