Wai Yee Chan
陳慧懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Chan (陳慧懿), a licensed former licensee with CE reference AFX435. This person has 4.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's, LLC | Rep | Type 4 - Advising on securities | 2004-07-20 | 2007-05-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-19 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yee Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Edna Lorraine Tan | Standard & Poor's, LLC | 2004–2007 |
| Sharon Pik Lim Wong | Standard & Poor's, LLC | 2004–2007 |
| Wai Ling Lee | Standard & Poor's, LLC | 2005–2007 |
| David So | Standard & Poor's, LLC | 2004–2006 |
| Kok Yi Lee | Standard & Poor's, LLC | 2004–2007 |
| Boon Lee Chua | Standard & Poor's, LLC | 2005–2007 |
| Winston Kah Wai Siay | Standard & Poor's, LLC | 2004–2005 |
| Yeu Huan Lai | Standard & Poor's, LLC | 2004–2005 |
| Chia-Yu Lin | Standard & Poor's, LLC | 2006–2007 |
| Linna Yu | Standard & Poor's, LLC | 2005–2006 |
| Hanshui Huang | Standard & Poor's, LLC | 2005 |
| Dean Hon Khor | Standard & Poor's, LLC | 2005 |
| Vincent Chin Yong Ng | Standard & Poor's, LLC | 2005 |
| Siow Wan Seng | Standard & Poor's, LLC | 2005 |
| Steven Wee Kok Koh | Standard & Poor's, LLC | 2004–2005 |
| Chuan Yang Lim | Standard & Poor's, LLC | 2004 |
| Charles Austin Wheeler | Standard & Poor's, LLC | 2004–2005 |