Peter Joseph Chum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Joseph Chum, a licensed former licensee with CE reference AFW947. This person has 2.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-01-20 |
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-11 |
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-05-11 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Joseph Chum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Lin Fung | Xinhua Investment Group Hong Kong Limited | 2003–2006 |
| Wai Yan Fung | Xinhua Investment Group Hong Kong Limited | 2003–2006 |
| Freddy Kuang Tath Lee | Xinhua Investment Group Hong Kong Limited | 2005–2006 |