Ernie Shuk Yee Wu
胡淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernie Shuk Yee Wu (胡淑儀), a licensed former licensee with CE reference AFU867. This person has 3.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-03-31 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-21 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-21 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-21 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernie Shuk Yee Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi Kai Chan | Winsome Stock Company Limited | 2003–2006 |
| Chi Yan Tse | Winsome Stock Company Limited | 2003–2006 |
| Hon Chee Wong | Winsome Stock Company Limited | 2003–2006 |
| Ming Yuen Wu | Winsome Stock Company Limited | 2003–2006 |
| Chung Sze Wong | Winsome Stock Company Limited | 2003–2006 |
| Sai Cheung Woo | Winsome Stock Company Limited | 2005–2006 |