Ernie Shuk Yee Wu

胡淑儀
CE No. AFU867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernie Shuk Yee Wu (胡淑儀), a licensed former licensee with CE reference AFU867. This person has 3.0 years of SFC licence history. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
Winsome Stock Company Limited
永勝證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-03-31
Winsome Stock Company Limited
永勝證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-07-21
Winsome Stock Company Limited
永勝證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-07-21
Winsome Stock Company Limited
永勝證券有限公司
Rep Type 9 - Asset management Pre-2003 2003-07-21

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Ernie Shuk Yee Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Kai Chan Winsome Stock Company Limited 2003–2006
Chi Yan Tse Winsome Stock Company Limited 2003–2006
Hon Chee Wong Winsome Stock Company Limited 2003–2006
Ming Yuen Wu Winsome Stock Company Limited 2003–2006
Chung Sze Wong Winsome Stock Company Limited 2003–2006
Sai Cheung Woo Winsome Stock Company Limited 2005–2006
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