Tracy Yin Ching Yee
余彥澄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Yin Ching Yee (余彥澄), a licensed former licensee with CE reference AFT999. This person has 1.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-29 | 2004-09-27 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-07 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-07 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-07 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-27 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Tracy Yin Ching Yee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.