Bernard Yu Kwan Lau
劉宇鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernard Yu Kwan Lau (劉宇鈞), a licensed former licensee with CE reference AFT473. This person has 6.9 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSI Asset Management Limited 資策資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-26 | 2021-06-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-10 | 2009-11-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-10 | 2009-11-14 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-21 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-13 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernard Yu Kwan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Zoltan Varga | CSI Asset Management Limited | 2021 |
| Sze Man Kan | CSI Asset Management Limited | 2021 |
| Ka Fai Wong | CSI Asset Management Limited | 2021 |
| Hou Man Chow | CSI Asset Management Limited | 2021 |