Chi Yuen Au
區智遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen Au (區智遠), a licensed former licensee with CE reference AFT225. This person has 13.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-23 | 2019-07-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-11 | 2024-02-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-11 | 2024-02-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-08-11 | 2019-07-30 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2009-06-19 | 2009-11-01 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2009-02-09 | 2009-11-01 |
| Nerico Brothers Limited | Rep | Type 3 - Leveraged foreign exchange trading | 2009-02-09 | 2009-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yuen Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.