Siu Kam Liu
廖小琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kam Liu (廖小琴), a licensed former licensee with CE reference AFS407. This person has 6.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2005-05-03 | 2009-06-11 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | 2005-05-03 | 2009-06-11 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 - Advising on securities | 2004-09-17 | 2005-05-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 9 - Asset management | 2004-09-17 | 2005-05-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-07 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kam Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sao Peng Kou | CBH Asia Limited | 2003–2009 |
| Jannie Man Hsih Shum | CBH Asia Limited | 2003–2009 |
| Jon Patrick Dingley | CBH Asia Limited | 2003–2009 |
| Yuet Ming Tong | CBH Asia Limited | 2003–2009 |
| Yuk Tong Suen | CBH Asia Limited | 2003–2009 |
| Doron Huang | CBH Asia Limited | 2003–2009 |
| Lai Wai Tse | CBH Asia Limited | 2003–2009 |
| Richard Evan Jones | CBH Asia Limited | 2003–2009 |
| Chung Ho Mok | CBH Asia Limited | 2003–2006 |
| Jason Alexander Going | CBH Asia Limited | 2004–2009 |
| Christina Wai Tung | CBH Asia Limited | 2003–2006 |
| Mei Sze Wong | CBH Asia Limited | 2005–2009 |
| Christopher John Parker | CBH Asia Limited | 2003–2006 |
| Maria Yuk Munn Cheung | CBH Asia Limited | 2006–2009 |
| Wai Yi Lok | CBH Asia Limited | 2006–2009 |
| Camy Pui Ying Wong | CBH Asia Limited | 2006–2009 |
| Kenman Wai Ching Wong | CBH Asia Limited | 2006–2009 |
| Karen Man Wai Li | CBH Asia Limited | 2006–2009 |
| Milton Kwan Leung | CBH Asia Limited | 2007–2009 |
| Stephen Tin Fung Pau | CBH Asia Limited | 2003–2005 |