Xiaoning Xia
夏晓寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoning Xia (夏晓寧), a licensed former licensee with CE reference AFR423. This person has 9.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2016-10-27 | 2019-03-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2016-09-02 | 2019-03-31 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-03-06 | 2015-02-09 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 - Asset management | 2014-03-06 | 2015-02-09 |
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 4 - Advising on securities | 2006-11-22 | 2008-10-03 |
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 9 - Asset management | 2006-11-22 | 2008-10-03 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-11-22 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-11-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoning Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter Francis Amour | AIF Capital Limited | 2003–2008 |
| Stephen Lee | AIF Capital Limited | 2003–2008 |
| Daniel Sheung Yin Hui | AIF Capital Limited | 2003–2008 |
| Chui Kuen Chu | AIF Capital Limited | 2003–2008 |
| Frank Philip Harley | AIF Capital Limited | 2003–2008 |
| Lek Suan Lim | AIF Capital Limited | 2003–2008 |
| Ajay Lal | AIF Capital Limited | 2003–2008 |
| Andy Po Shing Tse | AIF Capital Limited | 2003–2008 |
| Antonio Yun Pui Yeung | AIF Capital Limited | 2003–2008 |
| Janet King Lok Wong | AIF Capital Limited | 2006–2008 |
| Alfred King Wai Wong | AIF Capital Limited | 2003–2005 |
| Kenny Oi Kan Yiu | AIF Capital Limited | 2006–2008 |
| Bruce Carroll Allen | AIF Capital Limited | 2003–2005 |
| William Wesley Barnes II | AIF Capital Limited | 2006–2008 |
| Hoi Ki Wong | Mason Securities Limited | 2016–2019 |
| Ching Yin Judy Lau | Mason Securities Limited | 2016–2019 |
| Ka Yee Chong | Mason Securities Limited | 2016–2019 |
| Chi Hang Lui | Mason Securities Limited | 2016–2019 |
| Chi Fung Yuen | Mason Securities Limited | 2016–2019 |
| Liuqing Chen | Mason Securities Limited | 2016–2019 |