Gregory Charles Austin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Charles Austin, a licensed former licensee with CE reference AFP266. This person has 5.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 4 - Advising on securities | 2014-06-03 | 2015-08-06 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-08 | 2010-02-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-08 | 2010-02-04 |
| Aletheia Analyst Network Limited | Rep | Type 1 - Dealing in securities | 2009-02-19 | 2009-08-13 |
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2009-02-19 | 2009-08-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-23 | 2008-02-18 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-23 | 2008-02-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gregory Charles Austin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.