Mou Chin Lee
李茂展
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mou Chin Lee (李茂展), a licensed former licensee with CE reference AFN232. This person has 2.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-21 | 2006-04-07 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-21 | 2006-04-07 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-05 |
| TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mou Chin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.