Kwan Pok Chu
朱君博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Pok Chu (朱君博), a licensed former licensee with CE reference AFM697. This person has 4.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-02 | 2013-01-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-05-17 | 2013-01-03 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2003-07-29 | 2006-05-15 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-05 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-29 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-05 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-05 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Pok Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bertrand Kwok Hay Chui | ICEA Securities Asia Limited | 2003–2006 |
| Chi Lap Hon | ICEA Securities Asia Limited | 2003–2006 |
| Tat Fai Sei | ICEA Securities Asia Limited | 2003–2006 |
| Alice Wai Sze Leung | ICEA Securities Asia Limited | 2003–2006 |
| Ming Fung Lai | ICEA Securities Asia Limited | 2003–2004 |
| Leung Kwing Tong | ICEA Securities Asia Limited | 2004–2005 |
| Cheong Fai Huong | ICEA Securities Asia Limited | 2005 |
| Michael Yiu Han Siu | ICEA Securities Asia Limited | 2003 |
| Tsz Lan Chua | ICEA Securities Asia Limited | 2005–2006 |
| Tsz Man Chan | ICEA Securities Asia Limited | 2006 |
| Yang Gao | ICEA Securities Asia Limited | 2006 |