Wai Shun Kwok
郭偉信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shun Kwok (郭偉信), a licensed Responsible Officer with CE reference AFM346. Currently licensed at 2 firm(s): Daoshan Securities Limited, Daoshan Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 20.8 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daoshan Securities Limited 道山证券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-29 | present |
| Daoshan Capital Limited 道山资本有限公司 |
RO | Type 4 - Advising on securities | 2026-06-29 | present |
| Daoshan Capital Limited 道山资本有限公司 |
RO | Type 9 - Asset management | 2026-06-29 | present |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-11 | 2025-03-31 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 4 - Advising on securities | 2024-12-11 | 2025-03-31 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 9 - Asset management | 2024-12-11 | 2025-03-31 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 - Advising on securities | 2019-05-24 | 2024-03-23 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 - Asset management | 2019-05-24 | 2024-03-23 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-15 | 2019-04-13 |
| Goldhorse Securities Limited 金馬證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-15 | 2019-04-13 |
| Wei Da Asset Management Limited 偉達資產管理有限公司 |
RO | Type 9 - Asset management | 2019-01-15 | 2019-04-13 |
| Wansom Securities (Hong Kong) Limited 融信證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-23 | 2018-10-18 |
| Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-07-25 | 2018-10-18 |
| Wansom Asset Management (Hong Kong) Limited 融信資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-07-25 | 2018-10-18 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-11-23 | 2018-06-20 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-11 | 2017-11-23 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
RO | Type 9 - Asset management | 2016-05-11 | 2018-06-20 |
| Fortune Asset Management Limited 富強資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-03-18 | 2016-05-11 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-07 | 2018-06-20 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-16 | 2007-03-07 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-24 | 2005-03-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-06 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-06-30 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-09-06 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-30 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-30 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
| Ong Asia Securities (HK) Limited 王證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Shun Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.