Lauro III Castro Baja
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lauro III Castro Baja, a licensed Representative with CE reference AFL365. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 5.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2021-02-16 | present |