Francis Anthony Ragusa
羅峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Anthony Ragusa (羅峰), a licensed former licensee with CE reference AFJ912. This person has 3.5 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMSC Partners Limited 和信資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-02 | 2020-12-26 |
| CMSC Partners Limited 和信資本有限公司 |
Rep | Type 9 - Asset management | 2019-10-02 | 2020-12-26 |
| Tora Trading Services Limited | Rep | Type 1 - Dealing in securities | 2012-08-03 | 2013-03-01 |
| Tora Trading Services Limited | Rep | Type 2 - Dealing in futures contracts | 2012-08-03 | 2013-03-01 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-29 | 2009-07-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-29 | 2009-07-08 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Anthony Ragusa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jenny Kin Nam Sun | CMSC Partners Limited | 2019–2020 |
| Brian Alexander MacDougall | CMSC Partners Limited | 2019–2020 |
| Vera Zi Lin Tan | CMSC Partners Limited | 2019–2020 |
| Sze Man Cheng | CMSC Partners Limited | 2019–2020 |
| Khahlil Immanuel Kirtman | Tora Trading Services Limited | 2012–2013 |
| Jethro Alexander John Glover | Tora Trading Services Limited | 2012–2013 |
| Brian P Jepsen | Tora Trading Services Limited | 2012–2013 |
| Jonathan Lee Coombs | Tora Trading Services Limited | 2012–2013 |
| Andre' Lionel Carey | Tora Trading Services Limited | 2012–2013 |
| James Keith Ducker | Tora Trading Services Limited | 2012–2013 |
| Brendan Daniel Gallagher | Tora Trading Services Limited | 2012–2013 |
| Miley Nakamura | Tora Trading Services Limited | 2012–2013 |
| Perry Pritchard | Tora Trading Services Limited | 2012–2013 |