Dan Dan Liu
劉丹丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Dan Liu (劉丹丹), a licensed former licensee with CE reference AFJ903. This person has 9.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pomona Capital Asia Limited 龐納資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2011-03-25 | 2013-03-08 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-06-28 | 2011-03-21 |
| Pantheon Capital (Asia) Limited | RO | Type 4 - Advising on securities | 2004-02-16 | 2007-05-15 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Dan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.