Joyce Pui Man Lo
羅珮文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Pui Man Lo (羅珮文), a licensed former licensee with CE reference AFJ427. This person has 6.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 1 - Dealing in securities | 2011-08-18 | 2014-10-25 |
| PGIM (Hong Kong) Limited 保德信(香港)有限公司(以JennisonAssociates名義經營業務) |
Rep | Type 4 - Advising on securities | 2011-08-18 | 2014-10-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-28 | 2009-07-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-28 | 2009-07-02 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Joyce Pui Man Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bee Bee Gan | PGIM (Hong Kong) Limited | 2011–2014 |
| Fanneau Ching Hsin | PGIM (Hong Kong) Limited | 2011–2014 |
| Hin Lam Wong | PGIM (Hong Kong) Limited | 2011–2014 |
| Wei Chin | PGIM (Hong Kong) Limited | 2011–2013 |
| Victoria Shigehira Sharpe | PGIM (Hong Kong) Limited | 2011–2014 |
| van Hoong Chew | PGIM (Hong Kong) Limited | 2011–2013 |
| Cheong Fai Huong | PGIM (Hong Kong) Limited | 2014 |
| Yen Keng Tan | PGIM (Hong Kong) Limited | 2014 |
| Gek Lang Lee | PGIM (Hong Kong) Limited | 2014 |