Sheung Yeung Wong
王上揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Yeung Wong (王上揚), a licensed former licensee with CE reference AFH200. This person has 8.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-22 | 2012-03-24 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-11 | 2011-07-10 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-05 | 2011-07-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-05 | 2011-07-10 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2007-03-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-11-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-11-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-16 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-16 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sheung Yeung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.