Andrew James Riebe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Riebe, a licensed former licensee with CE reference AFH017. This person has 11.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-26 | 2015-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-19 | 2015-12-10 |
| Sandell Asset Management Asia Limited | RO | Type 4 - Advising on securities | 2007-11-13 | 2009-12-31 |
| Sandell Asset Management Asia Limited | RO | Type 9 - Asset management | 2007-11-13 | 2009-12-31 |
| Sandell Asset Management Asia Limited | Rep | Type 9 - Asset management | 2007-09-11 | 2007-11-13 |
| Sandell Asset Management Asia Limited | Rep | Type 4 - Advising on securities | 2007-05-21 | 2007-11-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-29 | 2007-01-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-04-29 | 2007-01-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-04-29 | 2007-01-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew James Riebe during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Patrick Thurston Burke | Sandell Asset Management Asia Limited | 2007–2009 |
| Steven Su | Sandell Asset Management Asia Limited | 2007–2009 |
| Wai Shing Chung | Sandell Asset Management Asia Limited | 2007–2009 |
| Joseph Chia-Jung Chang | Sandell Asset Management Asia Limited | 2007–2009 |
| Allen Cheng-Luan Lee | Sandell Asset Management Asia Limited | 2007–2008 |
| James Lee | Sandell Asset Management Asia Limited | 2008 |
| Henry da-Cheng Lee | Sandell Asset Management Asia Limited | 2007 |