Eliot James Hywel Fisk
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eliot James Hywel Fisk, a licensed former licensee with CE reference AFG740. This person has 11.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2010-08-18 | 2015-02-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2015-02-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2015-02-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-02-15 |